I
          
            
             
            
            
          “War”, said Georges Clémenceau, the French statesman, 
            “is too important a business to be left to the generals”.  The whole raison deter of the so-called interdisciplinary 
            approaches to literature is obviously a similar feeling that literature 
            is too important a business to be left entirely to the literary critics.  
            So, the argument would go on, let the historian, the sociologist, 
            the psychologist, the linguist also have the run of literature.
          
            
             
            
            
                      The 
            literary critics may naturally be suspicious if not resentful.  Now surely there is more to these feelings than mere professional 
            jealousy.  Actually, while 
            the term “interdisciplinary” suggests equal partnership, what we find 
            is that literary critics and literary historians are much more active 
            in the so-called interdisciplinary field than their supposed partners.  The literary critics and historians tend to prefer to do-it-yourself 
            plan and be their own cultural historians, historians of ideas, sociologists, 
            psychologists, of linguists.  I 
            think that the earlier and less fashionable term “the extrinsic approach” 
            is better than “interdisciplinary”—provided, of course, that “extrinsic” 
            is not pejoratively interpreted as ‘irrelevant”.
          
            
             
            
            
                      The literary critic is quite justified 
            in deeming literature to be his special property and deeming his activity 
            to be ‘intrinsic” to literature.  
            In the first place, the creative writer has some-thing of the 
            critic in him.  (And, of course, 
            I do not mean the time when the writer is his own reader like any 
            other after it is all over.  It 
            is through the critic in him that the literary culture in which the 
            literary work has its being makes itself felt in the making of that 
            work.  Though the writer is 
            a critic primarily for his own benefit (cf. Auden for a very good 
            discussion of this point).2  
            Some of this criticism may be built into the work or appended 
            to it in the form of a title, notes, or preface.   
            An example of such built-in comment, pointed out by Wayne C. 
            Booth, occurs when Homer speaks, in the invocation of Iliad, of “the 
            anger of  Peleus’ son Achilleus and its devastations”—as 
            the subject-matter of the epic.  Here he is telling us “to care more about the Greeks than the Trojans’.  
            Indeed Homer is “constantly at our elbow, controlling rigorously 
            our beliefs, our interests, and our sympathies”3 Secondly, 
            the critic has something of the creative writer in him.  
            The quip that the literary critic is a frustrated writer or 
            the writer manqué is only a snide way of recognizing this fact.  
            Finally, the ordinary Rader of literature has to have something 
            of the critic in him if his reading is to qualify as a literary transaction 
            and if the literary culture is to make itself felt in his reading.  
            The two activities—making and reading—are inseparables within 
            a complex fact that I have just called the literary transaction.
          
            
             
            
            
                      If, therefore, the literary transaction 
            is the special province of the critic—the critic in the maker and 
            the critic in the reader—how is it that the possibility and relevance 
            of the extrinsic approach arises? The reason is not far to seek.  We have already mentioned literary culture 
            within which the literary work has its being.   
            The literary transaction is what philosophers call an institutional 
            fact.  Why does a piece of 
            speech delivered in a certain solemn tone and accompanied by certain 
            gestures count as a promise in one case or a prayer in another case?  Because they are so categorized in the social-cultural matrix.  Similarly a transaction is deemed to be a literary 
            transaction just because a shared literary sensibility deems it to 
            be so.  The literary transaction 
            has its being only within literature as an  
            institution.
          
            
             
            
            
                      There are, as is commonly recognized 
            in social-science methodology, three modes of relationship that one 
            can enter into towards a social institution and transactions encompassed 
            by that institution.  One can 
            be either a participant pure and simple or a participant-observer.  In social-science methodology, participant-observation 
            is frequently adopted as a research strategy, as when a linguist is 
            urged not merely to observe the speech of a tribe but to insinuate 
            himself into the speech community the better to get an insider’s feel 
            of the language.  Of course, 
            when a social scientist is studying his own society and culture, he 
            has no choice in the matter.  He 
            has to be participant-observer to begin with.  
            Whether participant-observation is optional or obligatory for 
            the social scientist, he indulges in it only to end up a better observer.  But there is another possibility namely, not 
            participant-observation for the sake of better participation but participant-observation 
            for the sake of better participation.  It is this latter sort of thing that makes 
            the difference between a mere politician and a statesman.  A statesman is no political scientist; he is 
            a politician who is a part-time political critic.  A literary critic is a participant-observer of this second kind.
          
            
             
            
            
          II
          
            
             
            
            
          
            
             
            
            
          The 
            creative writer and his reader are, of course, participants, indeed 
            the participants in a literary transaction.  
            Their concern is to enjoy and to be in communication.  They are more conscious of poems than of poetry, of literary works 
            than of literature as an institution.  
            Their relationship with the prevailing sensibility and the 
            continuing tradition can range from hearty partisanship to revolt 
            but hardly remain one of detached assessment—after all, the creative 
            writer and his reader are making literary history, not writing it.  
            In some literary cultures the literary amateur-reader is occasionally 
            called upon to verbalize the attitude that he has formed towards a 
            literary work whether globally or piecemeal beyond simple exclamation 
            of acceptance or rejection.  What 
            sometimes goes under the name of criticism, typically the so-called 
            impressionistic criticism, is actually literary appreciation.  
            The author of literary appreciation is not a participant-observer 
            but simply a participant. *
          ------------------------------------------------------------------------------------------------------------
          * 
            A good deal of writing in India on specific pieces of music falls in an 
            analogous category of music appreciation rather than music criticism 
            proper—it appreciates, and sometimes also explicates the musical grammar 
            of rāga, tāla and the 
            rest.
          ---------------------------------------------------------------------------------------------------------------------------------
          
            
             
            
            
                      Literary criticism proper goes beyond 
            simple appreciation to participant-observation, and in so doing often 
            arouses the suspicion and resentment of the literary amateurs.  In the face of such hostile or contemptuous 
            reaction, the literary critic who believes in his job, to use the 
            words of Leo Spitzer, “would maintain that to formulate observations 
            by means of words is not to cause artistic beauty to evaporate in 
            vain intellectualities; rather, it makes for a widening and deepening 
            of the aesthetic taste.  It is only a frivolous love that cannot survive 
            intellectual definition; great love prospers with understanding” 3a 
            Less rhetorically put, participant-observation is in the se5rvice 
            of more effectiv3e participation; it is simply more observant participation.  The literary critic, then, is as much conscious 
            of single poems as of a whole body of poems and the institution of 
            poetry they represent.  He 
            is quite likely to go in for a continual reassessment of tradition.   Indeed he is the one who brings a self-conscious 
            literary tradition into existence.  He is not content with expressing his enjoyment and explicating 
            what is communicated.  He must 
            justify his evaluations and interpretations and he must account for 
            or explain what is happening in a work of literature and literary 
            transaction.  Now when you want to explain anything—including 
            literature—you have to go beyond what you are explaining and place 
            it within a wider context.  Literary 
            criticism is no exception.  It 
            not only places the single work in the context of some literary the 
            Greek anthology or the Shakespeare canon.  
            It also places such traditions or corpora themselves in the 
            wider context.  To this end, 
            the literary critic has to project his understanding of man and the 
            human condition into his critical activity.  
            In short, he has to be his own philosopher, historian, social 
            scientist, psychologist, and linguist.  
            At the same time, however, no such approach can be formulated 
            as a modus operandi and claim the critic’s “commitment”.  
            For “in the end it is the quality of imagination and intelligence 
            of the critic that is in question, not his method”. 4 
            The separation between the intrinsic and the extrinsic approaches 
            can only be a device for intellectual convenience.  
            These observations apply as much to text-cent red or formalist 
            criticism as to criticism of other kinds that is professedly less 
            single-minded in its concern for the central experience associated 
            with the text that is at the heart of the literary transaction.
          
            
             
            
            
                      So far we have seen the possibilities 
            of two stances towards literature—that of the participant doing literary 
            creation or appreciation, and that of the participation-oriented participant-observer 
            doing literary criticism.  Next 
            we shall take up the possibilities of the stance of the observation-oriented 
            participant-observer and observer perhaps it will be simpler to speak 
            of the participant, the observing participant, the participating observer, 
            and the observer in listing the four stances.  This is really a single stance, participant-observation 
            being only a tool in the service of observation.  The observer’s interest is not centered on 
            literature in and for itself but rather on literature as exemplifying 
            this or that phenomenon or principle that happens to be the observer’s 
            main concern.  His interest 
            is motivated in purely extrinsic terms.  
            The prime example of this is literary scholarship, the application 
            of philological techniques to literature.  
            The scope of philology is wider than literature in the narrow 
            sense.  Let us use the term “letters’ for this purpose—letters 
            are all those texts whether artistic or not that are re-performed 
            in a given linguistic community from time to time in essentially unchanged 
            form (the transmission being oral or written) and are considered to 
            be worthy of such repeated performance.(The definition of ‘letters’ 
            is indebted to Charles F.Hockett’s definition of the literature of 
            a society5 which is “essentially that of Martin Joos (unpublished)”.* 
            The philologist detaches himself from the intrinsic worth of letters 
            as literary art, mythology, scripture, and the like and studies them 
            as cultural artifacts.  He 
            is no participant.  Indeed he is typically an antiquarian.  He either proceeds from a thorough knowledge 
            of the sociocultural envelope of these artifacts to throwing light 
            on the text or proceeds from the close study of the text to using 
            its evidence for reconstructing the sociocultural circumstances in 
            which it is produced and re-performed.  
            Philology applied to literature, i.e. artistic letters, is 
            literary scholarship.  There are signs of late of psychologists, sociologists, 
            linguists, and others taking an extrinsic interest in literature.  
            Let us use the term “perliterary studies’ for all such studies, 
            literary scholarship being the oldest member of this group.
          ------------------------------------------------------------------------------------------------------------
          *This broader 
            definition thus covers not only literature proper but also letters, 
            advertisements, jokes, riddles, slogans, laws, inscriptions which 
            are all respoken, reheard, re-written, re-read from time to time          
          ------------------------------------------------------------------------------------------------------------
          
            
             
            
            
          Both 
            literary criticism and literary scholarship can be given a historical 
            slant.  What goes under the 
            name of literary history is commonly extrinsic or scholarly history 
            of literature and is an extension of literary scholarship and the 
            ethnography of literature.  The intrinsic or critical history of literature 
            is only now coming into its own.  
            It reconstructs, for example, the changing literary sensibility 
            as revealed in literary creation and literary appreciation.  A work of literature thrives in the company 
            of other works of literature.  The 
            existing literary monuments constitute, in T.S. Eliot’s classic phrase 
            (1919), “an ideal order among themselves, which is modified by the 
            introduction of the new (really new) work of art among them”.  
            Critical history reconstructs this order for each generation 
            after its sensibility.  The 
            discrimination between the really new and the not so really new points 
            in another direction for critical history to proceed in.  
            To the extent that a literary transaction is not just enjoyment 
            but communication, the literary critic is always going  
            to use the yardstick of originality and authenticity and look 
            down upon plagiarism, forgery, imitation, even self-imitation of the 
            kind indulged in by a writer resting on his laurels.  
            The literary critic does so not because he is a moralist or 
            legalist, but because he is concerned that the communicative act in 
            a literary transaction may not be vacuous.
          
            
             
            
            
                      But then what is the kind of activity 
            in which we are now indulging in this study? It is neither literary 
            appreciation nor literary criticism nor literary scholarship.  Rather, it is literary theorizing.  The theory of literature is a branch of the 
            theory of art which in turn is a branch of aesthetics.  Thus the theory of literature is essentially 
            a philosophical activity; as such it cannot replace literary criticism 
            nor (and literary critics need to be remind of this) can it be replaced 
            by literary criticism.  It 
            takes up the critic’s interpretative insights and evaluative commitments 
            seen in relation to specific works or bodies of works and seeks to 
            interrelate them and bring out their coherence.  
            The theory of literary style is a branch of the theory of literature.  
            Literary theorizing has the same relation to literary criticism 
            that literary criticism has to literary appreciation.  Literary theorizing proceeds form participant-observation of literary 
            critical activity.  Ancient 
            India presents a remarkable case in that the surviving texts testify 
            to a sophisticated theory of literature, but there is little discourse 
            by way of literary criticism of specific texts.
          
            
             
            
            
                      The four kinds of activity, literary 
            appreciation, literary criticism, literary theorizing, and literary 
            scholarship can now be brought into a single frame work with the help 
            of two Para-meters (see Figure 1):
          
            
             
            
            
          
            
            (a)    
            
            
            (1) Participation: the specific and 
            exploratory.
          (2) Observation: the general and systematic.
          
            
            (b)   
            
            
            (1) the subjective.
          
            
            (2)    
            
            
            Observation: the objective.
          
            
             
            
            
          
            
             
            
            
          
            
            
            
            
            
          
            
             
            
            
          Fig. 1. the general and systematic
          
            
             
            
            
          Literary appreciation by the participant from the subjective 
            view of the specific (a1, b1) to the subjective view of the general 
            (a2, b1)—from “I like/ don’t like this piece” to, at the most, “I 
            like/ don’t like pieces of this sort”.  
            Literary criticism by the observing participant same point 
            of departure as literary appreciation (a1, b1) but aims at the objective 
            view of the specific (a1, b2) through the introduction of relatively 
            less subjective consideration of the general.  
            This last is the point of departure of literary theorizing.  
            By the participating observer, which proceeds from the relatively 
            subjective view of the general 9a2m, b1) to the objective systematization 
            of the general (a1, b2) through the introduction of relatively less 
            subjective consideration of the specific.  
            Finally;, literary scholarship by the observer applies general 
            objective considerations (a2, b2) to obtain an objective view of the 
            specific (a1. b2).
          
            
             
            
            
                      It must be born3e in mind that we are 
            not here.  Classifying persons 
            but their activities.  It is 
            quite possible that a literary critic who has started a true participant-observer 
            may get dissatisfied with the do-it-yourself plan, decide to go professional 
            in psychology or linguistics, and do a straight peri-literary study.  Or it is just that he gets carried away by 
            the approach and so committed to it as a method; this may lead to 
            distortion in his account of the specific work of art.  
            It is equally possible, though perhaps less common, that an 
            observer, who after all is also a participant, an ordinary citizen 
            of the literary common wealth outside his study and occasionally even 
            inside his study, may forget his detachment, get involved, and become 
            a part-time critic and so a participation-oriented participant-observer.  
            A Marxist student of literature may thus become a Marxist critic.
          
            
             
            
            
                      No harm 
            done so long as one does not confuse the different rôles—we have just mentioned the 
            distorting of a literary critical approach into a set extrinsic method, 
            the result being neither good criticism nor good periliterary study 
            by a psychologist or a linguist.  
            Loose fashions in “interdisciplinary” approaches may lead to 
            just such distortions.  The 
            hoped for fusion turns out to be a piece of confusion.
          
            
             
            
            
          III
          
            
             
            
            
          It 
            may be argued at this point that we have really begged the question 
            of seeing the literary critic’s activity as observant participation.  There would be some justice in such a complaint 
            in that we have thrown out the merest hints.  What we need to do is to show how this assessment 
            of the dual nature of literary criticism accounts for the existence 
            of certain recurring dilemmas in literary criticism.  
            In more grandiose terms, we shall speak of the antinomies of 
            literary criticism, each antinomy pointing to the pole of participation 
            and the pole of observation.  It 
            will also be seen that the pole of participation has  
            a slight edge in appeal over the other pole: after all, literary 
            criticism is not participating observation but observant participation.  
            We have recognized six such antinomies, though it must be admitted 
            that not all of them may be of equal weight and that the six may be 
            open to being collapsed to some fewer of them.  
            The first horn in each pair will lean towards participation, 
            the second towards observation.
          
            
             
            
            
          
            
            (1)   
            
            
            Shall the literary critic—
          
            
            (a)    
            
            
            let the work stand on pedestal and 
            submit to it?
          
            
            (b)   
            
            
            Stand on the pedestal himself in 
            judgement of the work before him?
          
            
             
            
            
          If 
            we find a poem that we are unable to come to terms with as a good 
            poem, we have to determine whether the poem has been found wanting 
            or our sensibility has been found wanting.  
            (1a) is disposed to accept the second alternative and (1b) 
            the first.
          
            
             
            
            
                      Participation with (a) seems better 
            suited to the critic’s job of interpretation, “a reconstruction of 
            vision” that “tends to merge into the work it analyses”, observation 
            with (b) the job of evaluation, “a judgement of vision” that discriminates 
            “good” from “bad”, “better” from “worse”, “major” from “minor”.  
            “The greater part of poetic commentary pursues a middle course…. 
            Bur sometimes work is created of so resplendent a quality, so massive 
            a solidity of imagination that … any profitable commentary on such 
            work must necessarily tend towards a pure interpretation”  
            Interpretation and evaluation cannot but involve each other. 
            
          
            
             
            
            
          
            
            (2)   
            
            
            Shall the literary critic—
          
            
            (a)    
            
            
            go more by the effect of the words 
            on the page on the reader?
          
            
            (b)    
            
            
            Go more by the known and inferable 
            intentions of the writer behind the words on the page?
          
            
             
            
            
          The 
            young critic has recently been advised to shun equally the Scylla 
            of affective fallacy (a) and the Charybdis of intentional fallacy8 
            (b) and stick to exploring the complexities of the words on the page.9  But surely this last advice is a worse fallacy 
            than the ones it is designed to combat?  Words on the page matter precisely because they are institutional 
            facts: otherwise they are merely pigments (or vapour, if we think 
            of spoken words).  And the 
            institutions concerned are the language in the first instance and 
            the literary culture in the last instance.  
            So any genuine exploration of the words on the page (as distinct 
            from pretty diagrams or uninformed statistical jugglery) leads us 
            back to the communicative intention and forward to the unimpeachable 
            effect.
          
            
             
            
            
                      A participant reader is more likely 
            to go by the effects of the words on the page on him.  He is likely to take the known intentions of the participant maker 
            for granted.  A systematic 
            consideration of the intentions—inferring what they are and comparing 
            them with the effect—calls for a certain detachment.  
            Also, an observer is more likely to feel the need for such 
            a consideration.
          
            
             
            
            
                      Participation with (a) is better suited 
            to deal with traditional or familiar works and observation with (b) 
            with innovative or novel works.  (Familiar/Novel 
            is also associable with contemporary/Older and Native/ Foreign).
          
            
             
            
            
          
            
            (3)   
            
            
            Shall the literary critic—
          
            
            (a)    
            
            
            exhibit leniency, the quality of 
            generosity to the writer?
          
            
            (b)   
            
            
            Exhibit stringency, and pay the compliment 
            of exactingness to the writer?
          
            
             
            
            
          Involvement 
            with (a) is fairer to the inexperienced artist—to the young, the “folk”, 
            or the “primitive” artist.  (The 
            primitive artist may, of course, be active in a metropolitan city.  The painters Fousseau (Le Douanier) and early 
            Hussain come to one’s mind).  A 
            certain detachment with (b) is fairer to the experienced artist—to 
            the established, the “popular”, or the sophisticated artist.
          
            
             
            
            
          
            
            (4)   
            
            
            Shall the literary critic—
          
            
            (a)    
            
            
            remain robustly untutored, seeking 
            no extraneous aid?
          
            
            (b)   
            
            
            Be educated and knowledgeable, fully 
            aware of the context?
          
            
             
            
            
          Participation with (a) can do without extraneous aid 
            only to the extent that the literary critic has fully internalized 
            the language and the literary culture.  
            The inevitable gaps have to be plugged with explicative or 
            exegetical interpretation.  Observation 
            with (b) can equally do without external aid since the critic is fully 
            aware of the context surrounding the text.  
            The critic knows he must be “against interpretation”10 
            but cannot help undertaking explanatory or hermeneutical interpretation.  The distinction between the explicative and 
            the explanatory levels of interpretative criticism can be formulated 
            rather simply as follows: exegesis supported by philology tells you 
            what some text or text-fragment means when it does not mean anything 
            to you (as with obsolete words or unfamiliar allusion); hermeneutics 
            supported by a critical history tells you what some text or text-fragment 
            really ought to mean to you when it does mean something to you that 
            is unacceptable or inadequate (as with spiritual interpretations of 
            the erotic “Song of Solomon” in the Old Testament).  
            Interdisciplinary extrinsic criticism is simply an outgrowth 
            of hermeneutical criticism.
          
            
             
            
            
          
            
            (5)   
            
            
            Shall the literary critic—
          
            
            (a)    
            
            
            be willing to distinguish between 
            what is being said and how it is being said?
          
            
            (b)   
            
            
            Insist that what is being said cannot 
            be separated from how it is being said?
          
            
             
            
            
          The literary amateur thinks nothing of so distinguishing 
            between what is being said and how it is being said if need be.  
            Style is conceived as finding the right means for the end in 
            view.  The sophisticated critic 
            sooner or later comes to see the ultimate inadequacy of this notion 
            of style when applied to art as distinct from craft.  At the same time one must admit that position 
            (a) is suited to dealing with minor works, while position (b) cannot 
            be avoided with major works.
          
            
             
            
            
          
            
            (6)   
            
            
            Shall the literary critic—
          
            
            (a)    
            
            
            be willing to distinguish between 
            how the work is formed (“what goes where?”) and the enjoyment it yields?
          
            
            (b)   
            
            
            Insist that how the work is formed 
            (its texture and structure) cannot be separated from the enjoyment 
            it yields?
          
            
             
            
            
          The literary amateur thinks nothing of so distinguishing 
            between devices, techniques, ornaments and the pleasure and enjoyment.  
            Style is conceived as finding the right devices for the end 
            in view—amusement, pleasure, enjoyment.  
            The sophisticated critic comes to see the ultimate inadequacy 
            of this notion of style when applied to art as distinct from entertainment 
            or decoration.  At the same time one must admit that position 
            (a) is suited to dealing with minor works, while position (b) cannot 
            be avoided with major works.
          
            
             
            
            
                      The last two antinomies are obviously 
            related to each other: both call for a passage from a  recognition of technique to a recognition of 
            the organic unity of a work of art.  
            The fifth antinomy does so in the context of intentions, the 
            sixth in the context of effects.  
            (The distinction between intention and effects takes us back 
            to the second antinomy).  The position taken here is that for the participant 
            in the literary transaction—be the maker or reader—technique is a 
            more immediately felt reality than for others.  
            Major artist and sophisticated critics do not bypass “mere 
            craftsmanship” : the artist can take infinite pains and the critic 
            knows a piece of painstaking work when he seed one.  
            Rather, they manage to rise above such consideration.  By the same token, the really promising artist 
            takes his craft quite seriously—at any rate he revels in gaining a 
            virtuoso control of his medium.
          
            
             
            
            
                      A purely “technical” criticism. However, 
            is as much “extrinsic” in approach as the approach of the critic turned 
            psychologist or social historian or ethnologist or whatever.  The “intrinsic” approach is predicated on the 
            organic unity of the literary work.
          
            
             
            
            
                      The following will serve as a conspectus 
            of literature related studies.
          
            
            1.1  
            
            
                Literary appreciation
          
            
            1.2  
            
            
            .1 Literary criticism—which may be 
            
                      Intrinsic, holistic/Extrinsic, analytic         
            Interpretative, i.e., explanatory or hermeneutic/Evaluative 
            and which may or may not single out for attention Technique mediating 
            between effects and Intentions History, i.e., intrinsic critical history
          1.2.2 
            Literary theory- which places art within the theory of art, which 
            in turn places art            within 
            aesthetics
          
            
            2.1              
            
            
            Literary scholarship—which includes 
            Interpretation, i.e., explicatory or exegetic History, i.e., extrinsic, 
            scholarly history
          
            
            2.2              
            
            
            Other preliterary studies taken up 
            by psychologists, sociologists linguists, etc.
          
            
             
            
            
          IV
          
            
             
            
            
          The 
            observations made in the course of this study about the nature of 
            literary criticism in terms of certain polarities are presumably valid 
            mutates mutandis for the criticism of the other arts like painting, 
            music, or the theatre.  The necessary mutations will have to do with 
            the fact that some of the observations hinge on literature being a 
            linguistic art.  Language, 
            of course, enters into certain other arts, namely, dramatic theatre, 
            song, and talking film, but does so less exclusively when these arts 
            are compared with literature.
          
            
             
            
            
          `           The observations made in the course 
            of this study about the interrelationship between participation and 
            observation and between intrinsic and extrinsic approaches to study 
            are likely to be applicable to social institutions other than literature 
            and the arts.
          
            
             
            
            
                      Finally, the distinction made in the 
            course of this study between the three levels: initial attitude formation 
            and assessment, evaluative and exploratory judgement, and philosophical 
            ground-seeking and coherence-finding is presumably as much valid for 
            the ethical domain as it is for the aesthetic domain.  There is an overlap between adjacent levels.  See Figure 2 below which distinguishes between 
            appreciation (levels 0,1) and 
          
            
             
            
            
          
            
             
            
            
          
            
             
            
            
          
             
              | 
                  
                | 
               
                 
                  
                  3                    
                  
                  
                  Meta-aesthetic Principle after 
                
                  
                  2        
                  
                  
                        Aesthetic insight 
               | 
            
             
              | 
                  
                | 
               
                 
                  
                  3        
                  
                  
                  Critical principle after 
                1    Critical judgement 
                
                  
                   
                  
                   
                
                  
                   
                  
                   
               | 
              
                  
                | 
            
             
              |  
                 
                  
                   
                  
                   
                
                  
                   
                  
                   
                1Appreciative assessment after 
                
                  
                   
                  
                   
                0 Initial attitude     formation 
                
                  
                   
                  
                   
                
                  
                   
                  
                   
               | 
              
                  
                | 
            
            
             
               | 
               | 
               | 
            
            
          
          
            
          
            
             
            
            
          criticism 
            (levels 1,2) and philosophizing (levels 2,3).  
            At level 2, for instance, literary criticism and theory of 
            literature overlap.  “Not all 
            critics….  Have a taste for literary theory—yet the greatest 
            must have, and I suppose it is inevitable that any really perceptive 
            and lucid critical study must reach this threshold and then, if it 
            turns back, disappoint”.11  
            Coincidentally, philosophizing about literature does not merely 
            pick up after literary criticism has left and confine itself to meta-aesthetic 
            discourse.  Indeed, as I have 
            indicated earlier, it has to concern itself with specific judgements 
            in which critical principles are rooted.  
            Linguistic acts at levels 0, 1 and 2 are only incidentally 
            knowledge-communicating acts: they are primarily acts forming, manipulating, 
            and communicating attitudes.  In spite of the intellectual trappings, art 
            criticism and moral criticism are not primarily modes of knowledge 
            at all, but are, like art and moral appreciation, forms of gestures 
            in some large sense.  Criticism 
            and appreciation are close kin to the artistic and moral acts which 
            inspire them and not to scholarship and science which may be called 
            in to assist them.  (Indeed it is less of a distortion to claim 
            that literary criticism is a moral gesture than it is to claim for 
            it the status of a science).  Literary 
            theorizing and “technical analysis” may demote the work of art from 
            Thou to It.  But literary participation 
            is true to the “the essential encounter between a person and a work 
            of art, a ‘spiritual being’,” “an I-Thou encounter” as distinct from 
            an I-It relationship.12
          
            
             
            
            
                      These proposals are to be taken not 
            so much for proposals for analogical extension as for proposals for 
            placing the literary art, the institution of art, and the aesthetic 
            domain in a wider context and the right perspective provided respectively 
            by the other arts, other social institutions, and the other domain 
            of intrinsic value.  And you will agree that this concern for contexts 
            and perspectives is a very philosophical business and can thus be 
            counted on to impose discipline on the interdisciplinary approach 
            and prevent the desired fusion from lapsing into mere confusion.
          
            
             
            
            
          NOTES
          
            
             
            
            
          1    
            Ren Welleck and Austin Warren, Theory of Literature 
            (Penguin Books, 1956, first published in 1949), pp. 73-74.
          2   
              W. H. Auden, Making, 
            Knowing and Judging : An Argument (Oxford: Carendon
                  Press, 1956).  Reprinted in his The Dyer’s Hand and Other 
            Essays (London, 1963.)
          3    
            Wayne C. Booth, The Rhetoric of Fiction (Chicago, University 
            of Chicago Press,   961),
          4     
            S. W. Dawson, Drama and the Dramatic: London, 1970), 
            p. 47. The idea goes back to T. S. Eliot who said, “There is no method 
            except to be very intelligent. . . swiftly operating the analysis 
            of sensation to the point of principle and definition.” In the perfect 
            Critic in his .  wood (London 1920: Section II).
          5      A Course in Modern Linguistics (New York : Macmillar, 
            1958), p 554.
          6      “Tradition and the Individual Talent” (The Egoist, Oct, 1919)  
            in The Sacred Wood (London, reviced ed. 1967, p.50) and selected 
            writing (London 1932, revised ed.1951).
             7    
            G.  Wilson Knight, The Wheel of  Fire 
            (London Oxford University Press, 1930), pp. lff. IN his “Introduction” 
            T. S. Eliot concurs.  Ibid. 
            p. xvii. (Revised ed. London:  Methuen 
            1949)
          8   
            W. K. Wimsatt, Jr. and Monroe C. Beardsley, “The International 
            Fallacy”, The Sewanee Review, LIV (1946), pp. 455-88, 
            and “The Affective Fallacy”, The Sewanee Review, LVII(1949), 
            pp. 31-55.
          9     
            For a recent mise  au 
            point on the international fallacy see Graham Hough, “An Eighth Type 
            of Ambiguity, “ in Roma Gill, ed. William Empson:  
            The Man and His Work (London Route********1974,) pp. 76-77
          
            
             
            
            
          10     
            Cf. Susan Sontag, Against, Interpretation  
            and other Essays (New York: Delhi, 1966, also: London:  & Spottiswoods, 1967 ******* 
          11     Laurence 
            Lerner, “Demoralizing Dickens”, Encounter (Feb., 1975), p. 
            78. The idea goes back to Rémy
          12     
            Ich Und Du (Leipzlg: Insel, 1923). English translation, 
            Ronald Gregor, I and Thou (Edinburgh, 1973), pp. 41-42.
          
            
             
            
            
          COLOPHON
          The initial stimulus came 
            in the course of a discussion at the Seminar on Twentieth-Century 
            American Literary Criticism: Interdisciplinary Approaches held at 
            Mussoorie, U.P., India in September 1974 under the auspices of the 
            U.S. Information Service.  Later, much shorter versions were presented 
            at some talks.  A revised and 
            enlarged version was presented at the 50th session of the 
            Indian Philosophical Congress held at Delhi (December 1975-January 
            1976) and published in Vdgartha quarterly (No. 11, October 1975, published 
            March 1976).  The present version published in twentieth 
            century American Criticism Interdisciplinary approaches, New Delhi: 
            Arnold-Heinemann, 1977(p.13`-45), includes some additions (some of 
            which I owe to the queries raised by my friend Dr. Prajapati Shah, 
            Indian Institute of Technology, Kanpur).  
            Hindi and Marathi versions have appeared respectively in Alochand, 
            July-September 1976 (Delhi) and Satyakathā, January 1977 (Mumbai).